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Neuro-symbolic regulatory engine

The compliance operating system for regulated financial services.

We provide a compliance OS for financial institutions powered by neuro-symbolic AI โ€” an AI you can trust and trace.

80%

Time saved to a documented compliance setup

100%

Clauses traced to their legal source

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Regimes covered: WpHG, WpIG, MaComp, DORA

1

Single source of truth for auditors

Regimes modelled
WpHG
WpIG
MaComp
WpDPV
DORA
MiFID II

Automated Compliance. Unmatched Precision. Built for Growth.

Neurolex is the dynamic Compliance OS that bridges financial institutions and legal experts on a single, self-improving platform. We convert complex, implicit regulatory requirements into machine-readable digital twins, giving your business continuous control over risk, governance, and regulatory change.

For Financial Institutions & Fintechs

Launch fast, remain compliant, and scale without friction.

  • Instant deployment

    Ready-to-use digital infrastructure for fintechs and growing SMBs.

  • Risk reduction

    Continuous monitoring and precise controls that minimize operational blind spots.

  • Resource optimization

    Cut manual compliance efforts and focus capital on growing your core business.

For Law Firms & Regulatory Consultants

Standardize client delivery and expand your advisory capacity.

  • Unified compliance OS

    Manage multiple client structures inside one standardized, intelligent system.

  • Scalable efficiency

    Spend less manual time per client while increasing high-value core engagements.

  • Competitive edge

    Offer modern, tech-driven advisory services that keep your firm ahead of regulatory shifts.

The power behind Neurolex

Our platform brings proprietary ontology, artificial intelligence, and human domain expertise together into a single, self-improving feedback loop. As regulations evolve and new expertise is added, the platform gets smarter โ€” protecting your organization at every step.

01 โ€” The problem

Compliance work is expensive because nothing is connected.

Scoping is guesswork

Firms pay for weeks of advisory just to learn which parts of WpHG, WpIG, MaComp and DORA actually apply โ€” and where they are exempt.

Policies live in dead documents

Organisation manuals are written once, never reconciled with the real process, and cannot be defended clause by clause in an audit.

Risk and controls drift apart

Risk assessments sit in spreadsheets while monitoring plans and control evidence live somewhere else entirely.

02 โ€” OUR SERVICE

Regulation as executable knowledge โ€” not as a PDF you re-read every year.

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Neuro-symbolic, not a chatbot guess

A curated legal ontology plus rules decides your scope. The language model only reads your business description โ€” the obligations come from the graph.

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One connected model of the firm

Scope, policies, organigram, processes, risks, controls and evidence are all the same object graph, so a change in one place updates the rest.

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Audit-ready by design

Every statement carries its legal basis and its control evidence, with read-only access for external auditors.

03 โ€” Platform

Eight modules, one connected compliance record.

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Automatic scoping

Automatic scopingAI-generated content

Describe the service in chat. Neurolex classifies it under WpHG ยง 2 (8)/(9), resolves the remaining scoping criteria and shows what applies โ€” and where you are exempt.

2

Written procedures

Written proceduresAI-generated content

Organisation manual and policies drafted from your scope, editable inline, with each clause traced to its legal basis.

3

Organizational digital twin

Organizational digital twinAI-generated content

Organizational structure with reporting lines next to BPMN-style operational flows. Hover to trace ownership, double-click for the regulatory view.

4

Risk assessment

Risk assessmentAI-generated content

Regulatory fields scored with WpDPV factors โ€” inherent versus residual risk per category, drilling down into every obligation.

5

Risk-based monitoring plan

Risk-based monitoring planAI-generated content

Control frequency derived from risk: quarterly for very high fields, annual for low ones โ€” generated, not hand-maintained.

6

Controls & evidence

Controls & evidenceAI-generated content

Test of design and test of effectiveness with sample checks, findings and remediation in one workspace.

7

Collaboration & audit access

Collaboration & audit accessAI-generated content

Internal threads on every finding plus read-only auditor access to documents and sample evidence.

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Expert knowledge graph

Expert knowledge graphAI-generated content

Domain experts upload legal texts, curate entities, relationships and rules, and test accuracy against mocked cases.

1

Automatic scoping

Automatic scopingAI-generated content

Describe the service in chat. Neurolex classifies it under WpHG ยง 2 (8)/(9), resolves the remaining scoping criteria and shows what applies โ€” and where you are exempt.

2

Written procedures

Written proceduresAI-generated content

Organisation manual and policies drafted from your scope, editable inline, with each clause traced to its legal basis.

3

Organizational digital twin

Organizational digital twinAI-generated content

Organizational structure with reporting lines next to BPMN-style operational flows. Hover to trace ownership, double-click for the regulatory view.

4

Risk assessment

Risk assessmentAI-generated content

Regulatory fields scored with WpDPV factors โ€” inherent versus residual risk per category, drilling down into every obligation.

5

Risk-based monitoring plan

Risk-based monitoring planAI-generated content

Control frequency derived from risk: quarterly for very high fields, annual for low ones โ€” generated, not hand-maintained.

6

Controls & evidence

Controls & evidenceAI-generated content

Test of design and test of effectiveness with sample checks, findings and remediation in one workspace.

7

Collaboration & audit access

Collaboration & audit accessAI-generated content

Internal threads on every finding plus read-only auditor access to documents and sample evidence.

8

Expert knowledge graph

Expert knowledge graphAI-generated content

Domain experts upload legal texts, curate entities, relationships and rules, and test accuracy against mocked cases.

1

Automatic scoping

Automatic scopingAI-generated content

Describe the service in chat. Neurolex classifies it under WpHG ยง 2 (8)/(9), resolves the remaining scoping criteria and shows what applies โ€” and where you are exempt.

2

Written procedures

Written proceduresAI-generated content

Organisation manual and policies drafted from your scope, editable inline, with each clause traced to its legal basis.

3

Organizational digital twin

Organizational digital twinAI-generated content

Organizational structure with reporting lines next to BPMN-style operational flows. Hover to trace ownership, double-click for the regulatory view.

4

Risk assessment

Risk assessmentAI-generated content

Regulatory fields scored with WpDPV factors โ€” inherent versus residual risk per category, drilling down into every obligation.

5

Risk-based monitoring plan

Risk-based monitoring planAI-generated content

Control frequency derived from risk: quarterly for very high fields, annual for low ones โ€” generated, not hand-maintained.

6

Controls & evidence

Controls & evidenceAI-generated content

Test of design and test of effectiveness with sample checks, findings and remediation in one workspace.

7

Collaboration & audit access

Collaboration & audit accessAI-generated content

Internal threads on every finding plus read-only auditor access to documents and sample evidence.

8

Expert knowledge graph

Expert knowledge graphAI-generated content

Domain experts upload legal texts, curate entities, relationships and rules, and test accuracy against mocked cases.

Product vision

The Neurolex product vision

Discover our vision for a compliance OS powered by neuro-symbolic AI โ€” connecting knowledge, decisions and evidence in one traceable system.

04 โ€” How it works

From first sentence to audit in six steps.

Neurolex
STEP 01

Describe your service

A short chat about what you deliver to whom.

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STEP 02

Receive your scope

Applicable regulations, exemptions and the reasoning behind both.

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STEP 03

Approve the procedures

Auto-drafted policies and the digital twin of your organisation.

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STEP 04

Score the risk

Regulatory fields rated from your business model and controls.

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STEP 05

Run the controls

Monitoring plan, design and effectiveness testing, evidence trail.

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STEP 06

Open the audit

Auditors read the same connected record โ€” no data room scramble.

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Use case in motion

Watch a product launch stay compliant

Three minutes inside Investment Firm X: a new product moves from idea to marketing, and every decision, owner and legal rule stays traceable.

05 โ€” Who it is for

Built for the people who sign off.

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Fintechs applying for a licence

Know your obligations before the BaFin dialogue starts and enter it with drafted procedures.

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Investment firms (WpI)

Replace the spreadsheet-and-Word stack with a connected compliance operation.

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Compliance & risk officers

Defend every clause and control with its legal basis and evidence at hand.

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Auditors & advisors

Read-only access to the same model, including samples and findings.

06 โ€” The company

We build the legal knowledge layer for regulated finance.

Neurolex combines capital-markets regulatory expertise with neuro-symbolic AI. Domain experts curate German and European supervisory law into a machine-readable ontology of entities, obligations and rules; language models only translate your business reality into that structure. The result is reasoning you can inspect, cite and defend.

We start where the pain is sharpest โ€” WpHG and WpIG scoping, written procedures and risk-based monitoring for investment firms โ€” and extend the same knowledge layer to adjacent regimes.

Expert-curated ontology
Explainable by design
EU data residency

Regulatory craft

Legal texts are modelled clause by clause, with sources kept visible in the product.

Symbolic reasoning

Rules decide scope and risk, so the same input always produces the same defensible output.

Operational focus

We measure ourselves in audits passed and control evidence produced, not documents generated.

07 โ€” Join waitlist

Be first in line for Neurolex.

We onboard firms in small cohorts. Leave your work email and we will reach out with early access.

You have questions and want to contact us directly? Talk to us!

Funded by

Senate Administration for Economics, Energy and Public Enterprises
European Union โ€” European Social Fund
Berlin Innovation Agency โ€” TOMORROW ACCELERATOR